SEC Proposes Amendments to Modernize Framework for Securities Offerings and Sales to Workers

Washington, DC (STL.News) The Securities and Exchange Commission today announced that it has voted to propose amendments to Securities Act Rule 701, which provides an exemption from registration for the issuance of compensatory securities by non-reporting issuers,...
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SEC Files Administrative Proceeding Against Zenergy Brands, Inc.

Washington, DC (STL.News) The US Securities and Exchange Commission has filed an Administrative Proceeding (File No. 3-20034) against Zenergy Brands, Inc. for Order Making Findings and Revoking Registration of Securities pursuant to Section 12(j) of the Securities...
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Doctor’s Choice Home Care to Pay $5.8 Settlement

Home Health Agency, Doctor’s Choice Home Care, Inc., And Former Owners, Timothy Beach and Stuart Christensen To Pay $5.8 Million To Settle False Claims Act Allegations WASHINGTON, DC (STL.News) Doctor’s Choice Home Care, Inc. and its former executives, Timothy...
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Texas Financial Advisor, Keith Todd Ashley is Alleged to Have Pocketed Millions

Over a Million Dollars in Investment Funds Appears in Court PLANO, Texas (STL.News) A 48-year-old Allen, Texas man has been indicted on federal wire fraud violations in the Eastern District of Texas, announced U.S. Attorney Stephen J. Cox. Keith Todd Ashley was...
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Missouri Man, Andrew Neal Facing Child Pornography, Cyberstalking Charges

BUFFALO, NY (STL.News) U.S. Attorney James P. Kennedy, Jr. announced today that Andrew Neal, of Hallsville, Missouri, was charged by criminal complaint with production, receipt, and distribution of child pornography, as well as cyberstalking.  The charges carry a...
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How to Quickly Find an Old Friend Online

(STL.News) If you want to reconnect with somebody from your past, the good news is that today you can go online and find information on almost anybody.  Today, most people will have a digital footprint that can be tracked down with just a little digging.  Whether...
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CFTC Approves Transfer of Minneapolis Grain Exchange’s Contract Market Designation

Washington, D.C. (STL.News) The Commodity Futures Trading Commission announced today it has issued an order approving a request from Minneapolis Grain Exchange, Inc. (MGEX) to transfer its CFTC contract market designation due to its acquisition by Miami...
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CFTC Designates LMX Labs as a Contract Market

Washington, DC (STL.News) The Commodity Futures Trading Commission today announced it has issued an Order of Designation to LMX Labs, LLC, granting it status as a designated contract market (DCM), effective November 23, 2020.  LMX Labs is a limited liability...
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India bans 43 more Chinese apps

(STL.News) The government of India has blocked 43 new Chinese mobile apps in the country, including shopping website AliExpress.  This is the third time when India has taken action against Chinese...
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SEC Files Administrative Proceeding Against Dougherty’s Pharmacy, Inc.

Washington, DC (STL.News) The US Securities and Exchange Commission has filed an Administrative Proceeding against Dougherty’s Pharmacy, Inc. (File No. 3-20155), and Notice of Hearing pursuant to Section 12(j) of the Securities Exchange Act of 1934. CLICK to view...
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